Forms

 

Form Complete
Online
Download Description
Enrollment Form   PDF COMPLETE WITH YOUR FINANCIAL ADVISOR.
Rollover Form   PDF To initiate a rollover/transfer of assets from another 529-qualified tuition program or from a Coverdell Education Savings Account to your CollegeCounts 529 account.
Rollover Express (Enrollment Form PLUS Rollover Form)   PDF Rollover paperwork expediter - to establish a new account and roll over from another state 529 plan.
Automatic Investment Plan Form Online Form PDF Sign up for an automatic investment plan from your bank account.
Change of Account Owner Form   PDF To change the account owner.
Change of Designated Beneficiary Form   PDF To change the designated beneficiary.
Change of Investment Option Form Online Form PDF To change investment portfolios.
Add or Change a Successor Account Owner Form   PDF To add or change the successor account owner.
Contribution Form
(For proceeds from Qualified U.S. Savings Bonds, 529 plans, and CESAs)
PDF To contribute funds you have received from the liquidation of Qualified U.S. Savings Bonds, a 529-qualified tuition plan, or a Coverdell Education Savings Account.
Deposit Coupon PDF To add funds to an existing account. Can be used by the account owner, family or friends.
Employer Front-end Load Waiver Form PDF COMPLETE WITH YOUR FINANCIAL ADVISOR- to utilize the front-end load waiver for employees of qualified employers (25 or more employees).
Fund Transfer Form PDF Use this Form to transfer funds between CollegeCounts 529 Fund accounts.
Payroll Deduction Authorization Form   PDF To establish or change a payroll deduction into your account.
Update Form Online Form PDF To update the account owner or designated beneficiary name or address; update bank account information; increase, decrease, change or stop an automatic investment plan; or request a duplicate statement for a third party.
UGMA/UTMA Update Form   PDF To change or add a successor custodian to an existing CollegeCounts 529 Fund UGMA or UTMA account.
Withdrawal Request Form Online Form PDF To request a withdrawal from your account.

Alabama TreasurerUnion BankNorthern Trust

The CollegeCounts 529 Fund Advisor Plan is a qualified tuition program under Section 529 of the Internal Revenue Code that is sponsored by the State of Alabama and administered by the Board of Trustees of the ACES Trust Fund (the “Trust” and plan issuer). Union Bank & Trust Company serves as Program Manager and Northern Trust Securities, Inc. acts as Distributor. Accounts and investments under the CollegeCounts 529 Fund Advisor Plan are not insured or guaranteed by the FDIC, the State of Alabama, the State Treasurer of Alabama, the Board, the Trust, the Program, Union Bank & Trust Company, Northern Trust Securities, Inc., or any other entity. Investment returns are not guaranteed and you could lose money by investing in the Plan.

An investor should consider the investment objectives, risks and charges and expenses associated with the Program before investing. This information is contained in the Program Disclosure Statement. Please read it carefully before investing.

If you are not an Alabama taxpayer, consider before investing whether your or the designated beneficiary’s home state offers any state tax or other benefits that are only available for investments in such state’s qualified tuition program.

Not FDIC Insured. No Bank Guarantee.May Lose Value.